LOPR for Options without the compliance headaches.
Simplify your LOPR process and avoid compliance headaches.
How LOPR data flows through ADEPT™.
ADEPT™ takes your options position data through the same three stages before anything reaches a regulator: ingest, validate and enrich, and submit with lineage attached.
- Step 01Ingest
- ADEPT™ pulls options position data from your OMS, EMS, and clearing feeds into one governed intake, matched against your book as it arrives.
- Step 02Validate and enrich
- Positions are checked against exchange-set reporting thresholds and account linkage rules, flagging anything approaching or crossing the line before a filing is due.
- Step 03Submit with lineage
- Each LOPR submission goes out carrying its full lineage back to source, so when a regulator asks why, the answer is a query, not a reconstruction.
How LOPR for Options moves through the ADEPT™ pipeline.
Why firms run LOPR on ADEPT™.
Comprehensive Options Tracking
Every options position across accounts is tracked continuously against exchange-set thresholds, not reconstructed at filing time.
Automated Reporting Workflows
Threshold crossings route straight into a validated filing workflow, minimizing the manual handling that introduces risk and delay.
Real-Time Surveillance & Alerts
Positions approaching a reporting threshold surface as alerts before the deadline, not after a missed filing is discovered.
Zero-Error Regulatory Submission
Leveraging a triage-based approach, ADEPT™ ensures every LOPR submission is error-free, minimizing any potential risks of regulatory penalties.
Frequently asked questions
Large Options Position Reporting applies once a firm or its customers hold options positions above the exchange-set reporting thresholds. Once a position crosses that threshold, it has to be reported accurately and on schedule for as long as it stays there.
LOPR covers listed options positions in the underlying security once the combined position held by a firm and its customers crosses the exchange-set reporting threshold for that class, both equity and index options are in scope, aggregated across the accounts that hold them.
A missed or late LOPR filing exposes the firm to regulatory scrutiny and potential penalties, and it leaves position data out of the surveillance picture exchanges use to monitor for market abuse. ADEPT™ surfaces threshold crossings as alerts before the filing deadline so they're reported, not discovered after the fact.
ADEPT™ ingests position data from your OMS, EMS, and clearing feeds and reconciles it against the firm's book on the same validated data layer used for every other reporting regime, so the positions reported under LOPR are the positions actually on the book, not a separate, manually maintained count.
Put LOPR on ADEPT™.
Request a live demo of ADEPT™, scoped to your own options position reporting obligations under LOPR, not a generic product tour.