Xinthesys Announces ADEPT™ Platform Capabilities Across Five Regulatory Reporting Regimes

NEW YORK, August 28, 2026. Xinthesys today outlined the capabilities of its ADEPT™ compliance platform, which automates regulatory reporting and surveillance for broker-dealers and financial institutions across five reporting regimes.

ADEPT™, including ADEPT™ TradeStore™, gives compliance teams a single, real-time view of the trade lifecycle. A customizable, rules-based system applies compliance logic as events occur, so monitoring stays continuous rather than being reconstructed after the fact.

The platform covers FINRA CAT, CAT CAIS, Rule 605/606, TRACE & ORF, and TRF, applying the same triage-first workflow across every regime so records are checked against regulatory validation rules before they are ever transmitted, not after they come back rejected.

ADEPT™ is event-driven: as trade and account activity arrives, the platform applies client-defined rules to route, flag, and triage records for compliance review. When a regulation changes, the rules are updated (not the pipeline) so the platform adapts without a rebuild.

ADEPT™ pairs self-service workflows for standard processes with white-glove expertise for non-standard requirements, on a single, modular platform built to adapt as regulations change and scale with the business.

About Xinthesys

Xinthesys builds ADEPT™, a compliance platform for broker-dealers and financial institutions. ADEPT™ automates regulatory reporting and surveillance (FINRA CAT, CAT CAIS, Rule 605/606, TRACE & ORF, and TRF), connecting trading, clearing, and market data into one governed workflow. Xinthesys pairs self-service tools with white-glove expertise for non-standard requirements.

Media Contact

Jeffrey Stein, Founder & CEO · sales@xinthesys.com · (646) 722-2600 · www.xinthesys.com